ALPS ETF TR

CUSIP: 00162Q866 Class: COM

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 799,900 Value ($000) $9,567 Avg Close — Range —
Q1 2017
Shares 1,123,000 Value ($000) $14,273 Avg Close — Range —
Q3 2016
Shares 715,300 Value ($000) $9,077 Avg Close — Range —