ALPS ETF TR

CUSIP: 00162Q866 Class: COM

KINGDON CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001000097)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 813,561 Value ($000) $8,160 Avg Close — Range —
Q4 2018
Shares 488,561 Value ($000) $4,265 Avg Close — Range —
Q3 2018
Shares 463,561 Value ($000) $4,951 Avg Close — Range —