ALPS ETF TR

CUSIP: 00162Q866 Class: COM

SANDLER CAPITAL MANAGEMENT's Holding History (CIK: 0001000742)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 663,855 Value ($000) $8,438 Avg Close — Range —
Q4 2016
Shares 892,400 Value ($000) $11,244 Avg Close — Range —
Q3 2016
Shares 787,820 Value ($000) $9,997 Avg Close — Range —
Q2 2016
Shares 840,000 Value ($000) $10,685 Avg Close — Range —