ALPS ETF TR

CUSIP: 00162Q866 Class: COM

BROOKFIELD Corp /ON/'s Holding History (CIK: 0001001085)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 52 Value ($000) $1 Avg Close — Range —
Q4 2018
Shares 1,780,087 Value ($000) $15,540 Avg Close — Range —
Q3 2018
Shares 10,533 Value ($000) $112 Avg Close — Range —
Q2 2018
Shares 58,871 Value ($000) $627 Avg Close — Range —