ALPS ETF TR

CUSIP: 00162Q866 Class: COM

TRAN CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001009262)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 11,620 Value ($000) $205 Avg Close — Range —
Q4 2013
Shares 11,620 Value ($000) $207 Avg Close — Range —
Q3 2013
Shares 11,620 Value ($000) $204 Avg Close — Range —
Q2 2013
Shares 11,620 Value ($000) $207 Avg Close — Range —