ALPS ETF TR

CUSIP: 00162Q866 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 615 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 1,500 Value ($000) $19 Avg Close — Range —
Q1 2016
Shares 7,250 Value ($000) $79 Avg Close — Range —
Q4 2015
Shares 3,750 Value ($000) $45 Avg Close — Range —
Q3 2015
Shares 2,650 Value ($000) $33 Avg Close — Range —