ALPS ETF TR

CUSIP: 00162Q866 Class: COM

BALDWIN BROTHERS LLC/MA's Holding History (CIK: 0001021258)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q4 2016
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q3 2016
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q2 2016
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q1 2016
Shares 2,000 Value ($000) $22 Avg Close — Range —