ALPS ETF TR

CUSIP: 00162Q866 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 15,800 Value ($000) $144 Avg Close — Range —
Q4 2016
Shares 30,242 Value ($000) $349 Avg Close — Range —
Q3 2016
Shares 28,927 Value ($000) $367 Avg Close — Range —
Q2 2016
Shares 89,944 Value ($000) $1,144 Avg Close — Range —
Q1 2016
Shares 134,448 Value ($000) $1,469 Avg Close — Range —