ALPS ETF TR

CUSIP: 00162Q866 Class: COM

CARLSON CAPITAL L P's Holding History (CIK: 0001056973)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 2,251,400 Value ($000) $20,578 Avg Close — Range —
Q2 2019
Shares 2,335,400 Value ($000) $23,004 Avg Close — Range —
Q1 2019
Shares 2,328,700 Value ($000) $23,357 Avg Close — Range —
Q4 2018
Shares 3,133,900 Value ($000) $27,359 Avg Close — Range —