ALPS ETF TR

CUSIP: 00162Q866 Class: COM

NORTHEAST INVESTMENT MANAGEMENT's Holding History (CIK: 0001082215)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 25,000 Value ($000) $86 Avg Close — Range —
Q3 2015
Shares 159,785 Value ($000) $1,994 Avg Close — Range —
Q2 2015
Shares 300,812 Value ($000) $4,681 Avg Close — Range —
Q1 2015
Shares 430,098 Value ($000) $7,127 Avg Close — Range —
Q4 2014
Shares 498,093 Value ($000) $8,727 Avg Close — Range —
Q3 2014
Shares 459,576 Value ($000) $8,810 Avg Close — Range —
Q2 2014
Shares 374,575 Value ($000) $7,117 Avg Close — Range —
Q1 2014
Shares 305,530 Value ($000) $5,396 Avg Close — Range —
Q4 2013
Shares 308,959 Value ($000) $5,496 Avg Close — Range —
Q3 2013
Shares 319,045 Value ($000) $5,612 Avg Close — Range —
Q2 2013
Shares 316,807 Value ($000) $5,655 Avg Close — Range —