ALPS ETF TR

CUSIP: 00162Q866 Class: COM

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 100,487 Value ($000) $1,275 Avg Close — Range —
Q2 2016
Shares 93,205 Value ($000) $1,186 Avg Close — Range —
Q1 2016
Shares 71,765 Value ($000) $784 Avg Close — Range —