ALPS ETF TR

CUSIP: 00162Q866 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 1,177,210 Value ($000) $14,185 Avg Close — Range —
Q3 2015
Shares 1,223,039 Value ($000) $15,264 Avg Close — Range —
Q2 2015
Shares 1,084,042 Value ($000) $16,868 Avg Close — Range —
Q4 2014
Shares 805,412 Value ($000) $14,111 Avg Close — Range —
Q3 2014
Shares 734,658 Value ($000) $14,083 Avg Close — Range —
Q2 2014
Shares 639,036 Value ($000) $12,142 Avg Close — Range —
Q1 2014
Shares 551,569 Value ($000) $9,741 Avg Close — Range —
Q4 2013
Shares 430,142 Value ($000) $7,652 Avg Close — Range —
Q3 2013
Shares 293,346 Value ($000) $5,160 Avg Close — Range —
Q2 2013
Shares 152,400 Value ($000) $2,720 Avg Close — Range —