ALPS ETF TR

CUSIP: 00162Q866 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 46,510 Value ($000) $425 Avg Close — Range —
Q2 2019
Shares 18,150 Value ($000) $179 Avg Close — Range —
Q1 2019
Shares 38,510 Value ($000) $386 Avg Close — Range —
Q4 2018
Shares 68,850 Value ($000) $601 Avg Close — Range —
Q3 2018
Shares 110,835 Value ($000) $1,183 Avg Close — Range —
Q2 2018
Shares 161,400 Value ($000) $1,630 Avg Close — Range —
Q1 2018
Shares 141,000 Value ($000) $1,321 Avg Close — Range —