ALPS ETF TR

CUSIP: 00162Q866 Class: COM

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 30,000 Value ($000) $320 Avg Close — Range —
Q2 2018
Shares 30,000 Value ($000) $303 Avg Close — Range —
Q1 2018
Shares 30,000 Value ($000) $281 Avg Close — Range —
Q4 2017
Shares 30,000 Value ($000) $323 Avg Close — Range —
Q3 2017
Shares 30,000 Value ($000) $336 Avg Close — Range —
Q2 2017
Shares 30,000 Value ($000) $358 Avg Close — Range —
Q1 2017
Shares 25,200 Value ($000) $320 Avg Close — Range —
Q4 2016
Shares 25,200 Value ($000) $317 Avg Close — Range —
Q3 2016
Shares 723,830 Value ($000) $9,185 Avg Close — Range —
Q2 2016
Shares 725,715 Value ($000) $9,231 Avg Close — Range —
Q1 2016
Shares 25,200 Value ($000) $274 Avg Close — Range —
Q4 2015
Shares 25,200 Value ($000) $303 Avg Close — Range —
Q1 2015
Shares 326,570 Value ($000) $5,411 Avg Close — Range —