ALPS ETF TR

CUSIP: 00162Q866 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 54,812 Value ($000) $466 Avg Close — Range —
Q3 2019
Shares 275,073 Value ($000) $2,514 Avg Close — Range —
Q2 2019
Shares 268,242 Value ($000) $2,642 Avg Close — Range —
Q1 2019
Shares 267,554 Value ($000) $2,684 Avg Close — Range —
Q4 2018
Shares 265,259 Value ($000) $2,316 Avg Close — Range —
Q3 2018
Shares 45,805 Value ($000) $489 Avg Close — Range —
Q2 2018
Shares 15,796 Value ($000) $160 Avg Close — Range —
Q1 2018
Shares 18,961 Value ($000) $178 Avg Close — Range —
Q4 2017
Shares 53,179 Value ($000) $574 Avg Close — Range —