ALPS ETF TR

CUSIP: 00162Q866 Class: COM

LUMINUS MANAGEMENT LLC's Holding History (CIK: 0001279151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 187,400 Value ($000) $1,756 Avg Close — Range —
Q3 2017
Shares 475,000 Value ($000) $5,330 Avg Close — Range —