ALPS ETF TR

CUSIP: 00162Q866 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,089,925 Value ($000) $3,749 Avg Close — Range —
Q4 2019
Shares 1,106,511 Value ($000) $9,405 Avg Close — Range —
Q3 2019
Shares 1,205,592 Value ($000) $11,019 Avg Close — Range —
Q4 2018
Shares 1,587,182 Value ($000) $13,856 Avg Close — Range —
Q3 2018
Shares 1,722,593 Value ($000) $18,397 Avg Close — Range —
Q2 2018
Shares 1,800,871 Value ($000) $18,189 Avg Close — Range —
Q1 2018
Shares 1,830,999 Value ($000) $17,156 Avg Close — Range —
Q4 2017
Shares 1,681,828 Value ($000) $18,147 Avg Close — Range —
Q3 2017
Shares 1,463,311 Value ($000) $16,418 Avg Close — Range —
Q2 2017
Shares 1,509,339 Value ($000) $18,052 Avg Close — Range —
Q1 2017
Shares 1,478,071 Value ($000) $18,786 Avg Close — Range —
Q4 2016
Shares 1,574,004 Value ($000) $19,832 Avg Close — Range —
Q3 2016
Shares 1,702,332 Value ($000) $21,603 Avg Close — Range —
Q2 2016
Shares 1,984,645 Value ($000) $25,245 Avg Close — Range —
Q1 2016
Shares 2,315,611 Value ($000) $25,240 Avg Close — Range —
Q4 2015
Shares 2,365,888 Value ($000) $28,508 Avg Close — Range —
Q3 2015
Shares 2,536,763 Value ($000) $31,659 Avg Close — Range —
Q2 2015
Shares 2,577,489 Value ($000) $40,105 Avg Close — Range —
Q1 2015
Shares 2,429,320 Value ($000) $40,254 Avg Close — Range —
Q4 2014
Shares 2,458,209 Value ($000) $43,069 Avg Close — Range —
Q3 2014
Shares 2,269,284 Value ($000) $43,503 Avg Close — Range —
Q2 2014
Shares 1,985,741 Value ($000) $37,729 Avg Close — Range —
Q1 2014
Shares 1,857,301 Value ($000) $32,800 Avg Close — Range —
Q4 2013
Shares 1,811,187 Value ($000) $32,221 Avg Close — Range —
Q3 2013
Shares 1,608,450 Value ($000) $28,293 Avg Close — Range —
Q2 2013
Shares 1,387,761 Value ($000) $24,771 Avg Close — Range —