ALPS ETF TR

CUSIP: 00162Q866 Class: COM

MARSHALL WACE, LLP's Holding History (CIK: 0001318757)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 149,831 Value ($000) $515 Avg Close — Range —
Q3 2019
Shares 17,300 Value ($000) $158 Avg Close — Range —