ALPS ETF TR

CUSIP: 00162Q866 Class: COM

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 13,059 Value ($000) $141 Avg Close — Range —
Q3 2017
Shares 51,508 Value ($000) $578 Avg Close — Range —
Q2 2017
Shares 179,303 Value ($000) $2,144 Avg Close — Range —
Q1 2017
Shares 191,108 Value ($000) $2,429 Avg Close — Range —
Q4 2016
Shares 199,573 Value ($000) $2,515 Avg Close — Range —
Q3 2016
Shares 194,143 Value ($000) $2,464 Avg Close — Range —
Q2 2016
Shares 174,483 Value ($000) $2,219 Avg Close — Range —
Q1 2016
Shares 150,273 Value ($000) $1,641 Avg Close — Range —
Q4 2015
Shares 148,448 Value ($000) $1,789 Avg Close — Range —
Q3 2015
Shares 146,403 Value ($000) $1,827 Avg Close — Range —
Q2 2015
Shares 148,353 Value ($000) $2,308 Avg Close — Range —
Q1 2015
Shares 151,468 Value ($000) $2,510 Avg Close — Range —
Q4 2014
Shares 152,993 Value ($000) $2,680 Avg Close — Range —
Q3 2014
Shares 145,418 Value ($000) $2,788 Avg Close — Range —
Q2 2014
Shares 135,653 Value ($000) $2,577 Avg Close — Range —
Q1 2014
Shares 131,728 Value ($000) $2,326 Avg Close — Range —
Q4 2013
Shares 120,028 Value ($000) $2,135 Avg Close — Range —