ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 47,300 Value ($000) $163 Avg Close — Range —
Q4 2019
Shares 56,300 Value ($000) $485 Avg Close — Range —
Q3 2019
Shares 195,824 Value ($000) $1,790 Avg Close — Range —
Q2 2019
Shares 191,574 Value ($000) $1,887 Avg Close — Range —
Q1 2019
Shares 175,224 Value ($000) $1,757 Avg Close — Range —
Q4 2018
Shares 158,924 Value ($000) $1,387 Avg Close — Range —
Q3 2018
Shares 141,200 Value ($000) $1,508 Avg Close — Range —
Q2 2018
Shares 135,000 Value ($000) $1,364 Avg Close — Range —
Q1 2018
Shares 123,000 Value ($000) $1,153 Avg Close — Range —
Q4 2017
Shares 38,500 Value ($000) $415 Avg Close — Range —