ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Ballentine Partners, LLC's Holding History (CIK: 0001374889)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 13,556 Value ($000) $146 Avg Close — Range —
Q3 2017
Shares 24,408 Value ($000) $274 Avg Close — Range —