ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 90,200 Value ($000) $1,104 Avg Close — Range —
Q4 2016
Shares 52,200 Value ($000) $658 Avg Close — Range —
Q3 2016
Shares 52,200 Value ($000) $662 Avg Close — Range —
Q3 2015
Shares 59,920 Value ($000) $748 Avg Close — Range —