ALPS ETF TR

CUSIP: 00162Q866 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 125,000 Value ($000) $1,063 Avg Close — Range —
Q3 2019
Shares 92,000 Value ($000) $841 Avg Close — Range —
Q2 2019
Shares 57,500 Value ($000) $566 Avg Close — Range —
Q1 2019
Shares 50,000 Value ($000) $502 Avg Close — Range —
Q4 2018
Shares 25,000 Value ($000) $218 Avg Close — Range —
Q3 2018
Shares 400,000 Value ($000) $4,272 Avg Close — Range —
Q2 2018
Shares 297,570 Value ($000) $3,005 Avg Close — Range —
Q4 2015
Shares 31,657 Value ($000) $381 Avg Close — Range —