ALPS ETF TR

CUSIP: 00162Q866 Class: COM

CAXTON CORP's Holding History (CIK: 0001388551)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 459,744 Value ($000) $4,528 Avg Close — Range —
Q1 2019
Shares 411,892 Value ($000) $4,131 Avg Close — Range —
Q4 2018
Shares 411,873 Value ($000) $3,596 Avg Close — Range —
Q3 2018
Shares 418,416 Value ($000) $4,469 Avg Close — Range —
Q2 2018
Shares 419,107 Value ($000) $4,233 Avg Close — Range —