ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Lee Financial Co's Holding History (CIK: 0001391166)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 17,473 Value ($000) $164 Avg Close — Range —
Q3 2017
Shares 25,000 Value ($000) $281 Avg Close — Range —
Q2 2017
Shares 25,000 Value ($000) $299 Avg Close — Range —