ALPS ETF TR

CUSIP: 00162Q866 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 4,644,884 Value ($000) $15,978 Avg Close — Range —
Q4 2019
Shares 4,911,906 Value ($000) $41,751 Avg Close — Range —
Q3 2019
Shares 5,053,227 Value ($000) $46,186 Avg Close — Range —
Q2 2019
Shares 5,159,975 Value ($000) $50,826 Avg Close — Range —
Q1 2019
Shares 4,926,024 Value ($000) $49,408 Avg Close — Range —
Q4 2018
Shares 4,016,839 Value ($000) $35,067 Avg Close — Range —
Q3 2018
Shares 4,943,067 Value ($000) $52,792 Avg Close — Range —
Q2 2018
Shares 4,952,676 Value ($000) $50,022 Avg Close — Range —
Q1 2018
Shares 4,445,992 Value ($000) $41,659 Avg Close — Range —
Q4 2017
Shares 4,159,113 Value ($000) $44,877 Avg Close — Range —
Q3 2017
Shares 3,810,678 Value ($000) $42,756 Avg Close — Range —
Q2 2017
Shares 3,723,199 Value ($000) $44,529 Avg Close — Range —
Q1 2017
Shares 3,677,513 Value ($000) $46,741 Avg Close — Range —
Q4 2016
Shares 3,360,345 Value ($000) $42,811 Avg Close — Range —
Q3 2016
Shares 2,666,126 Value ($000) $33,300 Avg Close — Range —
Q2 2016
Shares 2,583,443 Value ($000) $32,603 Avg Close — Range —
Q1 2016
Shares 4,388,191 Value ($000) $45,069 Avg Close — Range —
Q4 2015
Shares 5,019,366 Value ($000) $60,597 Avg Close — Range —
Q3 2015
Shares 2,617,114 Value ($000) $36,162 Avg Close — Range —
Q2 2015
Shares 2,583,102 Value ($000) $39,938 Avg Close — Range —
Q1 2015
Shares 2,835,677 Value ($000) $46,932 Avg Close — Range —
Q4 2014
Shares 3,508,091 Value ($000) $61,461 Avg Close — Range —
Q3 2014
Shares 3,939,827 Value ($000) $74,789 Avg Close — Range —
Q2 2014
Shares 3,911,244 Value ($000) $74,314 Avg Close — Range —
Q1 2014
Shares 3,686,694 Value ($000) $65,107 Avg Close — Range —
Q4 2013
Shares 4,167,842 Value ($000) $74,146 Avg Close — Range —
Q3 2013
Shares 4,010,257 Value ($000) $70,581 Avg Close — Range —
Q2 2013
Shares 4,058,871 Value ($000) $72,451 Avg Close — Range —