ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 10,550 Value ($000) $113 Avg Close — Range —
Q2 2018
Shares 10,550 Value ($000) $107 Avg Close — Range —