ALPS ETF TR

CUSIP: 00162Q866 Class: COM

TWO SIGMA SECURITIES, LLC's Holding History (CIK: 0001450144)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 99,365 Value ($000) $342 Avg Close — Range —
Q2 2019
Shares 13,303 Value ($000) $131 Avg Close — Range —
Q1 2019
Shares 135,692 Value ($000) $1,361 Avg Close — Range —
Q4 2018
Shares 23,308 Value ($000) $203 Avg Close — Range —
Q1 2018
Shares 53,808 Value ($000) $504 Avg Close — Range —
Q4 2017
Shares 112,351 Value ($000) $1,212 Avg Close — Range —
Q3 2017
Shares 39,591 Value ($000) $444 Avg Close — Range —
Q1 2017
Shares 17,740 Value ($000) $225 Avg Close — Range —
Q2 2015
Shares 25,228 Value ($000) $393 Avg Close — Range —