ALPS ETF TR

CUSIP: 00162Q866 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 50,000 Value ($000) $457 Avg Close — Range —
Q2 2018
Shares 27,817 Value ($000) $284 Avg Close — Range —
Q1 2018
Shares 36,771 Value ($000) $345 Avg Close — Range —
Q4 2017
Shares 32,201 Value ($000) $347 Avg Close — Range —
Q3 2017
Shares 65,410 Value ($000) $733 Avg Close — Range —
Q2 2017
Shares 26,420 Value ($000) $316 Avg Close — Range —
Q1 2017
Shares 15,288 Value ($000) $194 Avg Close — Range —
Q4 2016
Shares 15,688 Value ($000) $198 Avg Close — Range —
Q3 2016
Shares 23,434 Value ($000) $297 Avg Close — Range —
Q2 2016
Shares 26,042 Value ($000) $331 Avg Close — Range —
Q1 2016
Shares 26,602 Value ($000) $290 Avg Close — Range —
Q4 2015
Shares 26,550 Value ($000) $320 Avg Close — Range —