ALPS ETF TR

CUSIP: 00162Q866 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 112,378 Value ($000) $386 Avg Close — Range —
Q3 2019
Shares 81,939 Value ($000) $748 Avg Close — Range —
Q1 2019
Shares 40,780 Value ($000) $409 Avg Close — Range —
Q4 2018
Shares 97,365 Value ($000) $849 Avg Close — Range —
Q2 2018
Shares 33,881 Value ($000) $342 Avg Close — Range —
Q1 2018
Shares 64,564 Value ($000) $604 Avg Close — Range —