ALPS ETF TR

CUSIP: 00162Q866 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 75,300 Value ($000) $640 Avg Close — Range —
Q3 2019
Shares 66,163 Value ($000) $604 Avg Close — Range —
Q2 2019
Shares 69,892 Value ($000) $688 Avg Close — Range —
Q1 2019
Shares 25,909 Value ($000) $259 Avg Close — Range —
Q2 2018
Shares 58,511 Value ($000) $590 Avg Close — Range —
Q1 2018
Shares 29,744 Value ($000) $278 Avg Close — Range —
Q4 2017
Shares 18,475 Value ($000) $199 Avg Close — Range —
Q2 2017
Shares 74 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 177 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 16,279 Value ($000) $177 Avg Close — Range —
Q3 2015
Shares 13,267 Value ($000) $165 Avg Close — Range —
Q2 2015
Shares 583 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 6,926 Value ($000) $114 Avg Close — Range —