ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Charles Schwab Investment Advisory, Inc.'s Holding History (CIK: 0001501902)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 17,107,690 Value ($000) $171,590 Avg Close — Range —
Q4 2018
Shares 28,545,005 Value ($000) $249,198 Avg Close — Range —
Q3 2018
Shares 37,962,494 Value ($000) $405,439 Avg Close — Range —
Q2 2018
Shares 37,081,008 Value ($000) $374,518 Avg Close — Range —