ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 18,095 Value ($000) $178 Avg Close — Range —
Q3 2018
Shares 17,748 Value ($000) $190 Avg Close — Range —
Q3 2014
Shares 14,000 Value ($000) $268 Avg Close — Range —