ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 14,497 Value ($000) $50 Avg Close Range
Q4 2019
Shares 14,497 Value ($000) $123 Avg Close Range
Q2 2019
Shares 19,088 Value ($000) $188 Avg Close Range
Q1 2019
Shares 18,723 Value ($000) $188 Avg Close Range
Q4 2018
Shares 19,364 Value ($000) $169 Avg Close Range
Q3 2018
Shares 19,004 Value ($000) $203 Avg Close Range
Q2 2018
Shares 48,671 Value ($000) $492 Avg Close Range
Q1 2018
Shares 48,327 Value ($000) $453 Avg Close Range
Q4 2017
Shares 48,003 Value ($000) $518 Avg Close Range
Q3 2017
Shares 47,666 Value ($000) $535 Avg Close Range
Q2 2017
Shares 47,344 Value ($000) $566 Avg Close Range
Q1 2017
Shares 47,062 Value ($000) $598 Avg Close Range
Q4 2016
Shares 31,000 Value ($000) $391 Avg Close Range
Q4 2014
Shares 24,046 Value ($000) $421 Avg Close Range
Q3 2014
Shares 19,994 Value ($000) $383 Avg Close Range
Q2 2014
Shares 22,945 Value ($000) $436 Avg Close Range
Q1 2014
Shares 22,919 Value ($000) $405 Avg Close Range
Q4 2013
Shares 23,193 Value ($000) $413 Avg Close Range
Q3 2013
Shares 22,912 Value ($000) $403 Avg Close Range
Q2 2013
Shares 22,887 Value ($000) $409 Avg Close Range