ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 3,200 Value ($000) $27,200 Avg Close — Range —
Q4 2017
Shares 48,806 Value ($000) $527 Avg Close — Range —