ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 91,569 Value ($000) $315 Avg Close — Range —
Q4 2019
Shares 79,596 Value ($000) $677 Avg Close — Range —
Q3 2019
Shares 123,900 Value ($000) $1,132 Avg Close — Range —
Q2 2019
Shares 122,924 Value ($000) $1,211 Avg Close — Range —
Q1 2019
Shares 121,099 Value ($000) $1,215 Avg Close — Range —
Q4 2018
Shares 122,505 Value ($000) $1,069 Avg Close — Range —
Q3 2018
Shares 127,674 Value ($000) $1,341 Avg Close — Range —
Q2 2018
Shares 126,611 Value ($000) $1,279 Avg Close — Range —
Q1 2018
Shares 124,916 Value ($000) $1,263 Avg Close — Range —
Q4 2017
Shares 124,421 Value ($000) $1,339 Avg Close — Range —
Q3 2017
Shares 123,919 Value ($000) $1,389 Avg Close — Range —
Q2 2017
Shares 122,478 Value ($000) $1,466 Avg Close — Range —
Q3 2014
Shares 5,288 Value ($000) $101 Avg Close — Range —
Q2 2014
Shares 813 Value ($000) $15 Avg Close — Range —
Q1 2014
Shares 813 Value ($000) $14 Avg Close — Range —
Q4 2013
Shares 813 Value ($000) $14 Avg Close — Range —
Q3 2013
Shares 813 Value ($000) $14 Avg Close — Range —
Q2 2013
Shares 2,073 Value ($000) $37 Avg Close — Range —