ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 670,000 Value ($000) $5,695 Avg Close — Range —
Q1 2019
Shares 1,231,917 Value ($000) $12,356 Avg Close — Range —
Q4 2018
Shares 1,472,950 Value ($000) $12,859 Avg Close — Range —
Q3 2018
Shares 5,582,828 Value ($000) $59,625 Avg Close — Range —
Q2 2018
Shares 4,036,402 Value ($000) $40,767 Avg Close — Range —
Q1 2018
Shares 1,026,556 Value ($000) $9,619 Avg Close — Range —
Q4 2017
Shares 95,071 Value ($000) $1,026 Avg Close — Range —
Q3 2017
Shares 159,337 Value ($000) $1,788 Avg Close — Range —
Q2 2017
Shares 209,296 Value ($000) $2,495 Avg Close — Range —
Q1 2017
Shares 157,624 Value ($000) $2,003 Avg Close — Range —
Q4 2016
Shares 222,538 Value ($000) $2,804 Avg Close — Range —
Q3 2016
Shares 15,000 Value ($000) $189 Avg Close — Range —