ALPS ETF TR

CUSIP: 00162Q866 Class: COM

CWM, LLC's Holding History (CIK: 0001535847)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 300 Value ($000) $3 Avg Close — Range —
Q1 2018
Shares 6,977 Value ($000) $65 Avg Close — Range —
Q2 2017
Shares 33,011 Value ($000) $395 Avg Close — Range —
Q1 2017
Shares 600 Value ($000) $8 Avg Close — Range —
Q4 2016
Shares 4,549 Value ($000) $57 Avg Close — Range —
Q3 2016
Shares 4,549 Value ($000) $58 Avg Close — Range —
Q2 2016
Shares 4,549 Value ($000) $58 Avg Close — Range —
Q1 2016
Shares 6,349 Value ($000) $69 Avg Close — Range —
Q4 2015
Shares 6,859 Value ($000) $83 Avg Close — Range —
Q3 2015
Shares 4,375 Value ($000) $55 Avg Close — Range —
Q3 2014
Shares 83,804 Value ($000) $1,607 Avg Close — Range —
Q2 2014
Shares 90,722 Value ($000) $1,724 Avg Close — Range —
Q1 2014
Shares 185,782 Value ($000) $3,281 Avg Close — Range —
Q4 2013
Shares 184,644 Value ($000) $3,285 Avg Close — Range —
Q3 2013
Shares 177,024 Value ($000) $3,114 Avg Close — Range —