ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 150 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 15,000 Value ($000) $164 Avg Close — Range —
Q4 2015
Shares 5,000 Value ($000) $60 Avg Close — Range —