ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 185 Value ($000) $2 Avg Close — Range —
Q2 2018
Shares 185 Value ($000) $2 Avg Close — Range —
Q1 2018
Shares 185 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 185 Value ($000) $2 Avg Close — Range —
Q3 2017
Shares 855 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 1,358 Value ($000) $16 Avg Close — Range —
Q3 2015
Shares 1,358 Value ($000) $17 Avg Close — Range —