ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 115,651 Value ($000) $398 Avg Close — Range —
Q4 2019
Shares 87,234 Value ($000) $741 Avg Close — Range —