ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Mirae Asset Global Investments Co., Ltd.'s Holding History (CIK: 0001569395)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 30,000 Value ($000) $255 Avg Close — Range —
Q3 2019
Shares 12,400 Value ($000) $113 Avg Close — Range —
Q3 2016
Shares 141,330 Value ($000) $1,793 Avg Close — Range —
Q2 2016
Shares 86,365 Value ($000) $1,099 Avg Close — Range —
Q4 2014
Shares 100,000 Value ($000) $1,752 Avg Close — Range —
Q3 2014
Shares 100,000 Value ($000) $1,917 Avg Close — Range —
Q2 2014
Shares 50,000 Value ($000) $950 Avg Close — Range —
Q1 2014
Shares 148,000 Value ($000) $2,614 Avg Close — Range —
Q4 2013
Shares 30,000 Value ($000) $534 Avg Close — Range —
Q3 2013
Shares 193,700 Value ($000) $3,407 Avg Close — Range —
Q2 2013
Shares 123,700 Value ($000) $2,208 Avg Close — Range —