ALPS ETF TR

CUSIP: 00162Q866 Class: COM

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 58,284 Value ($000) $702 Avg Close — Range —
Q3 2015
Shares 23,940 Value ($000) $299 Avg Close — Range —