ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Tortoise Investment Management, LLC's Holding History (CIK: 0001599511)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 300 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 4,300 Value ($000) $71 Avg Close — Range —
Q4 2014
Shares 5,300 Value ($000) $93 Avg Close — Range —
Q3 2014
Shares 5,300 Value ($000) $102 Avg Close — Range —
Q2 2014
Shares 5,300 Value ($000) $101 Avg Close — Range —
Q1 2014
Shares 10,000 Value ($000) $177 Avg Close — Range —
Q4 2013
Shares 10,000 Value ($000) $178 Avg Close — Range —
Q3 2013
Shares 14,350 Value ($000) $252 Avg Close — Range —
Q2 2013
Shares 15,950 Value ($000) $285 Avg Close — Range —
Q1 2013
Shares 15,950 Value ($000) $283 Avg Close — Range —
Q4 2012
Shares 15,950 Value ($000) $254 Avg Close — Range —