ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 91,694 Value ($000) $310 Avg Close — Range —
Q4 2019
Shares 179,655 Value ($000) $1,530 Avg Close — Range —
Q3 2019
Shares 144,398 Value ($000) $1,319 Avg Close — Range —
Q2 2019
Shares 146,956 Value ($000) $1,450 Avg Close — Range —
Q1 2019
Shares 138,298 Value ($000) $1,390 Avg Close — Range —
Q4 2018
Shares 84,845 Value ($000) $741 Avg Close — Range —
Q3 2018
Shares 45,559 Value ($000) $487 Avg Close — Range —
Q2 2018
Shares 41,731 Value ($000) $421 Avg Close — Range —
Q1 2018
Shares 29,346 Value ($000) $275 Avg Close — Range —
Q4 2017
Shares 13,345 Value ($000) $144 Avg Close — Range —
Q2 2017
Shares 20,002 Value ($000) $239 Avg Close — Range —
Q1 2017
Shares 452,976 Value ($000) $5,757 Avg Close — Range —
Q4 2016
Shares 503,774 Value ($000) $6,348 Avg Close — Range —
Q3 2016
Shares 482,621 Value ($000) $6,124 Avg Close — Range —
Q2 2016
Shares 495,564 Value ($000) $6,304 Avg Close — Range —
Q2 2014
Shares 40,711 Value ($000) $774 Avg Close — Range —