ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 29,920 Value ($000) $302 Avg Close — Range —
Q1 2017
Shares 17,669 Value ($000) $225 Avg Close — Range —
Q3 2016
Shares 54,755 Value ($000) $693 Avg Close — Range —
Q2 2016
Shares 13,555 Value ($000) $172 Avg Close — Range —
Q4 2015
Shares 11,755 Value ($000) $141 Avg Close — Range —
Q3 2015
Shares 16,940 Value ($000) $208 Avg Close — Range —
Q2 2014
Shares 11,600 Value ($000) $223 Avg Close — Range —