ALPS ETF TR

CUSIP: 00162Q866 Class: COM

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC's Holding History (CIK: 0001629649)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 32,368,016 Value ($000) $326,917 Avg Close — Range —
Q4 2017
Shares 11,734,000 Value ($000) $126,610 Avg Close — Range —