ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Dakota Wealth Management's Holding History (CIK: 0001631353)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 846,546 Value ($000) $9,498 Avg Close — Range —
Q2 2017
Shares 830,153 Value ($000) $9,929 Avg Close — Range —
Q1 2017
Shares 769,398 Value ($000) $9,779 Avg Close — Range —
Q4 2016
Shares 752,576 Value ($000) $9,482 Avg Close — Range —
Q3 2016
Shares 704,743 Value ($000) $8,943 Avg Close — Range —
Q2 2016
Shares 652,210 Value ($000) $8,296 Avg Close — Range —
Q1 2016
Shares 558,418 Value ($000) $6,098 Avg Close — Range —
Q4 2015
Shares 513,946 Value ($000) $6,193 Avg Close — Range —
Q3 2015
Shares 513,106 Value ($000) $6,404 Avg Close — Range —
Q2 2015
Shares 506,068 Value ($000) $7,874 Avg Close — Range —
Q1 2015
Shares 474,442 Value ($000) $7,861 Avg Close — Range —
Q4 2014
Shares 431,967 Value ($000) $7,588 Avg Close — Range —