ALPS ETF TR

CUSIP: 00162Q866 Class: COM

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 21,100 Value ($000) $193 Avg Close — Range —
Q2 2019
Shares 20,900 Value ($000) $206 Avg Close — Range —
Q1 2019
Shares 20,900 Value ($000) $210 Avg Close — Range —
Q4 2018
Shares 20,900 Value ($000) $182 Avg Close — Range —