ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 118 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 4,655 Value ($000) $59 Avg Close — Range —
Q4 2016
Shares 4,655 Value ($000) $59 Avg Close — Range —
Q3 2016
Shares 4,655 Value ($000) $59 Avg Close — Range —
Q2 2016
Shares 4,655 Value ($000) $59 Avg Close — Range —
Q1 2016
Shares 4,655 Value ($000) $51 Avg Close — Range —
Q4 2015
Shares 4,655 Value ($000) $56 Avg Close — Range —